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Giving Neutrinos Mass

PDF version here. Abstract: We introduce an alternative mechanism for generating neutrino masses by mapping the traditional left-han...

Showing posts with label Higgs field. Show all posts
Showing posts with label Higgs field. Show all posts

Tuesday, October 13, 2026

Giving Neutrinos Mass

Abstract:

We introduce an alternative mechanism for generating neutrino masses by mapping the traditional left-handed leptonic chiral doublet to a modified framework where the neutrino and charged lepton fields act as a single entity. By exploiting the Gell-Mann-Nishijima relation, we construct this left-handed configuration to share identical weak isospin and weak hypercharge quantum numbers with the right-handed charged lepton field. We demonstrate that this shared quantum framework allows the Higgs-field vector to accommodate non-zero mass eigenvalues for both neutrinos and anti-neutrinos. This structural alignment eliminates the need for independent heavy sterile fields or additional unobserved gauge sectors while fully preserving the verified phenomenological predictions of standard electroweak theory.

Introduction

Neutrino masses are not direct observables associated with individual flavor states; instead, they are modeled via a superposition of distinct mass eigenstates. The action of the mass operator $\hat{M}$ on a generic neutrino flavor field $\vert{}\nu_\ell\rangle$ ($\ell = e, \mu, \tau$) is expressed as follows:

\[ \hat{M}|\nu_\ell\rangle = U_{\ell1}m_{\nu 1}|\nu_1\rangle + U_{\ell2}m_{\nu 2}|\nu_2\rangle + U_{\ell3}m_{\nu 3}|\nu_3\rangle \]

Where $m_{\nu i}$ $(i = 1, 2, 3$) represent the eigenvalues of the neutrino mass hierarchy, and $U_{\ell i}$ denote the mixing coefficients of the Pontecorvo–Maki–Nakagawa–Sakata (PMNS) matrix that dictate the flavor-mass composition.

While Equation (1) phenomenologically describes the mixing mechanism, it does not specify the underlying dynamic gauge mechanism through which neutrinos acquire mass. Within the standard electroweak framework, left-handed charged leptons acquire mass via a Yukawa coupling to the Higgs doublet. Conversely, the Standard Model predicts massless neutrinos, a conclusion that fundamentally conflicts with modern oscillation observations. In this paper, we resolve this discrepancy by introducing a alternative gauge assignment that accommodates neutrino mass generation without disrupting the established predictions of electroweak theory.

The Field Vectors

To establish the gauge framework, we define the scalar and leptonic fields. We begin with the Higgs doublet, expressed in the unitary gauge to ensure a massless photon and massive electroweak gauge bosons:

\begin{equation} \varphi^A = 0 \end{equation} \begin{equation} \varphi^B = \varphi_0 + \frac{h(x)}{\sqrt{2}} \end{equation} \begin{equation} \varphi = \begin{bmatrix} \varphi^A \\ \varphi^B \end{bmatrix} = \begin{bmatrix} 0 \\ \varphi^B \end{bmatrix} \end{equation}

Where $\varphi_0$ represents the vacuum expectation value (VEV) of the scalar field, and $h(x)$ denotes the physical Higgs boson field.

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Next, we define the leptonic field representations. To facilitate the unified gauge transformation proposed in this framework, both the left-handed and right-handed fields are expressed as column vectors. For a given lepton flavor $\ell \in \{e, \mu, \tau\}$, the left-handed and right-handed field vectors are defined as:

\begin{equation} \psi_L = \begin{bmatrix} \nu_{\ell}\\ \ell_L \end{bmatrix} \end{equation} \begin{equation} \psi_R = \begin{bmatrix} 0\\ \ell_R \end{bmatrix} \end{equation}

The corresponding Dirac adjoint (anti-lepton) field vectors are defined as row vectors to ensure proper matrix multiplication:

\begin{equation} \bar{\psi}_L = \begin{bmatrix} \bar{\nu}_{\ell} & \bar{\ell}_L \end{bmatrix} \end{equation} \begin{equation} \bar{\psi}_R = \begin{bmatrix} 0 & \bar{\ell}_R \end{bmatrix} \end{equation}

The New Approach

We begin by examining the standard interaction Lagrangian for a given charged lepton flavor $\ell$, governed by the generic Yukawa coupling $G_\ell$:

\begin{equation} L_{int} = -G_\ell(\bar{\psi}_L\varphi\psi_R + \bar{\psi}_R\varphi^\top\psi_L) \end{equation}

To accommodate non-zero mass terms for both neutrinos and anti-neutrinos, we introduce the following structural modifications:

\begin{equation} \phi= \bar{\psi}_L\varphi\psi_R + \bar{\psi}_R\varphi^\top\psi_L \end{equation} \begin{equation} %23 \bar{\psi}_L \varphi = \begin{bmatrix} 0 & \bar{\nu}_\ell + \bar{\ell}_L \end{bmatrix} \begin{bmatrix} 0 \\ \varphi^B \end{bmatrix} = (\bar{\nu}_\ell + \bar{\ell}_L) \varphi^B \end{equation} \begin{equation} \bar{\psi}_L\varphi\psi_R = (\bar{\nu}_\ell + \bar{\ell}_L) \varphi^B \begin{bmatrix} 0 \\ \ell_R \end{bmatrix} = \begin{bmatrix} 0 \\ (\bar{\nu}_\ell + \bar{\ell}_L) \varphi^B \ell_R \end{bmatrix} \end{equation} \begin{equation} \bar{\psi}_R\varphi^\top\psi_L = \begin{bmatrix} 0 & \bar{\ell}_R \end{bmatrix} \begin{bmatrix} 0 & \varphi^B \end{bmatrix} \begin{bmatrix} 0 \\ \nu_\ell + \ell_L \end{bmatrix} \end{equation} \begin{equation} \bar{\psi}_R\varphi^\top\psi_L = \begin{bmatrix} 0 & \bar{\ell}_R\varphi^B (\nu_\ell + \ell_L) \end{bmatrix} \end{equation} \begin{equation} (\bar{\psi}_R\varphi^\top\psi_L)^\top = \begin{bmatrix} 0 \\ \bar{\ell}_R\varphi^B (\nu_\ell + \ell_L) \end{bmatrix} \end{equation} \begin{equation} \phi' = \begin{bmatrix} 0 \\ (\bar{\nu}_\ell + \bar{\ell}_L) \varphi^B e_R + \bar{\ell}_R\varphi^B (\nu_\ell + \ell_L) \end{bmatrix} \end{equation} Why change $ \begin{bmatrix} \nu_\ell \\ \ell_L \end{bmatrix} $ to $ \begin{bmatrix} 0 \\ \nu_\ell + \ell_L \end{bmatrix} $? Consider the Gell-Mann-Nishijima relation and Table 1: \begin{equation} Q = I^3 + \frac{Y}{2} \end{equation}

Where $\rho$ designates the particle species, $I$ represents the weak isospin, $Y$ denotes the weak hypercharge, and $Q$ is the net electric charge. Crucially, the composite quantum state $\nu_\ell + \ell_L$ exhibits the exact same weak isospin and weak hypercharge as the right-handed charged lepton field $\ell_R$. This allows the state $\nu_\ell + \ell_L$ to be treated as a single left-handed physical entity interacting with $\varphi^B$ and $\bar{\ell}_R$. Mechanistically, its Dirac adjoint counterpart $\bar{\nu}_\ell + \bar{\ell}_L$ functions as a single left-handed anti-particle state coupled directly to $\varphi^B$ and $\ell_R$. Because the coupling strength governing neutrinos differs from that of charged leptons, we represent the neutrino interaction scale using $\sqrt{G_{\nu_\ell i}}\sqrt{G_\ell}$. Since observations constrain neutrinos to three distinct physical mass eigenstates, this coupling parameter is explicitly indexed by $i$, where $i = 1, 2, 3$. The standard Yukawa coupling $G_\ell$ is retained for the charged lepton field components:

\begin{equation} \phi'' = \begin{bmatrix} 0 \\ (\sqrt{G_{\nu_\ell i}}\bar{\nu}_\ell + \sqrt{G_\ell}\bar{\ell}_L) \varphi^B \sqrt{G_\ell}\ell_R + \sqrt{G_\ell}\bar{\ell}_R\varphi^B (\sqrt{G_{\nu_\ell i}}\nu_\ell + \sqrt{G_\ell}\ell_L) \end{bmatrix} \end{equation} \begin{equation} \phi'' = \begin{bmatrix} 0 \\ \sqrt{G_{\nu_\ell i}}\sqrt{G_\ell}\bar{\nu}_\ell\varphi^B \ell_R + G_\ell\bar{\ell}_L\varphi^B \ell_R + \sqrt{G_{\nu_\ell i}}\sqrt{G_\ell}\bar{\ell}_R\varphi^B \nu_\ell + G_\ell\bar{\ell}_R\varphi^B \ell_L \end{bmatrix} \end{equation} \begin{equation} \phi'' = \begin{bmatrix} 0 \\ \sqrt{G_{\nu_\ell i}}\sqrt{G_\ell}(\bar{\nu}_\ell\varphi^B \ell_R + \bar{\ell}_R\varphi^B \nu_\ell) + G_\ell(\bar{\ell}_L\varphi^B \ell_R + \bar{\ell}_R\varphi^B \ell_L) \end{bmatrix} \end{equation} \begin{equation} \phi'' = \sqrt{G_{\nu_\ell i}}\sqrt{G_\ell} \begin{bmatrix} 0 \\ \bar{\nu}_\ell\varphi^B \ell_R + \bar{\ell}_R\varphi^B \nu_\ell \end{bmatrix} + G_\ell \begin{bmatrix} 0 \\ \bar{\ell}_L\varphi^B \ell_R + \bar{\ell}_R\varphi^B \ell_L \end{bmatrix} \end{equation} \begin{equation} \phi'' = \sqrt{G_{\nu_\ell i}}\sqrt{G_\ell} \begin{bmatrix} 0 \\ \bar{\nu}_\ell \ell_R + \bar{\ell}_R\nu_\ell \end{bmatrix}\varphi^B + G_\ell \begin{bmatrix} 0 \\ \bar{\ell}_L \ell_R + \bar{\ell}_R \ell_L \end{bmatrix} \varphi^B \end{equation}

We map these configurations directly to the effective mass framework of the Dirac Lagrangian. Here, the total mass parameter $M_i$ encapsulates both the static charged lepton mass and the probabilistically varying neutrino mass eigenstate, requiring the total mass term to be explicitly indexed by the eigenstate index $i$:

\begin{equation} L_{mass} = -M_i(\bar{\psi}_L\psi_R + \bar{\psi}_R\psi_L) \end{equation} We calculate the total mass $M_i$: \begin{equation} M_i =\frac{-L_{mass}}{\bar{\psi}_L\psi_R + \bar{\psi}_R\psi_L} \end{equation}

Next, we calculate the charged lepton (anti-lepton) mass $m_\ell$. To ensure that $m_\ell$ precisely reproduces empirical experimental measurements within this modified architecture, a minor numerical calibration can be applied to the coupling parameter $G_\ell$:

\begin{equation} %32 m_\ell = \frac{G_\ell(\bar{\ell}_L \ell_R + \bar{\ell}_R \ell_L)\varphi^B}{\bar{\psi}_L\psi_R + \bar{\psi}_R\psi_L} \end{equation} The mass of the left-handed neutrino (anti-neutrino) is the difference between the total mass and the charged lepton (anti-lepton) mass: \begin{equation} m_{\nu i} = M_i - m_\ell \end{equation} The probability of $m_{\nu i}$ is $|U_{\ell i}|^2$.

Discussion

The mechanism introduced in this paper offers a distinct conceptual advantage over conventional extensions of the Standard Model. The prevailing paradigm for generating non-zero neutrino masses relies on the addition of gauge-singlet, right-handed sterile neutrino fields. In extensions such as the Type-I Seesaw Mechanism, these sterile fields are assigned an explicit, unconstrained Majorana mass scale ($M_R$) that is typically assumed to reside near the Grand Unification Theory (GUT) scale ($10^{14}$ to $10^{15}$~GeV). While mathematically elegant in suppressing the light active neutrino masses to the sub-electronvolt range through the relation $m_\nu \approx m_D^2 / M_R$ ($m_D = $ Dirac mass), this approach introduces a severe hierarchy problem and relies on a colossally heavy, unobservable sector that remains entirely decoupled from modern high-energy collider physics.

In direct contrast, our framework achieves non-zero neutrino masses without introducing independent heavy sterile fields, additional gauge symmetries, or fine-tuned mass scales. Rather than expanding the particle spectrum, the mechanism modifies the underlying arrangement of the existing lepton content. By recognizing that the composite state $\nu_\ell + \ell_L$ shares identical weak isospin and weak hypercharge with the right-handed charged lepton field $\ell_R$, the mass terms emerge naturally via the standard Higgs-field vector $\varphi^B$. This eliminates the need for a decoupled, high-energy sterile mass altogether. By mapping the flavor-mass variations directly to the mixing elements of the PMNS matrix, our model provides a minimalist alternative that handles mass generation entirely within the observable electroweak sector while leaving the verified low-energy phenomenological predictions intact.

Conclusion

In this paper, we have presented an alternative framework for generating non-zero neutrino masses without introducing heavy sterile fields or modifying the standard field content of the electroweak theory. By treating the left-handed neutrino and left-handed charged lepton fields as a unified entity under a modified gauge assignment, we demonstrated that a valid mass term can be naturally accommodated via the Higgs-field vector. This construction successfully accounts for the tiny mass eigenstates required by neutrino oscillation data while preserving the verified predictions and mass relations of the standard electroweak gauge sectors.

References

1. Maki, M. Nakagawa, and S. Sakata, ``Remarks on the Unified Model of Elementary Particles,'' Progress of Theoretical Physics 28}(5), 870 (1962).

2. W. F. Valle, ``Neutrino Physics Overview,'' Journal of Physics: Conference Series 53(1), 473--505 (2006), arXiv:hep-ph/0608101.

3. McMahon, Quantum Field Theory Demystified--A Self-Teaching Guide. McGraw-Hill Companies, Inc., 2008.

© 2026 G.M. Jackson

Tuesday, December 4, 2018

Why the Graviton Can't Be Found

Why hasn't the graviton been discovered yet? A thought experiment could shed some light on this question. Imagine a universe with only a Higgs field and nothing else. No strong, weak or electromagnetic interactions, no spacetime as we understand it. The basis of this universe is just the Higgs, so the only boson available is the Higgs boson. It's true the Higgs can decay into other particles, but let's focus on it while it is a Higgs.

Now, in such a universe, there should be no gravity, since there are no gravitons, right? (We performed a similar thought experiment in a previous post involving photons. Click here to read all about it.) Let's lay out the mathematics and see. First, we define the variables:

If we find gravity in our Higgs-only universe, that would explain why the graviton hasn't been found--it isn't necessary--so let's begin with the Higgs Lagrangian (L) at equation 1 below. At 2 we convert the Lagrangian to the Hamiltonian (H). To make the math less cumbersome we set the kinetic term equal to chi at 3.

We make a substitution at 4. Equation 5 is a Hamiltonian (H') with the same energy as H, but a different mass and kinetic energy. Equations 4 and 5 represent two adjacent fields whose centers of mass are r distance apart. At 6 we show the equality or conserved energy of the two fields. At 7 and 8 we equate the kinetic and potential energy differences.

Here is an overly simplified, crude diagram for illustrative purposes only:

As you can see the two adjacent fields are outlined with imaginary boxes and labeled blue (high kinetic energy/low mass) and red (low kinetic energy/high mass). The white dots represent the masses. Now, equation 8 fails to take into account distance r, so let's convert mass m as follows:

At equation 11 we have distance r where we want it. Equation 11 is the value of the kinetic-energy difference between the two fields. Classical kinetic energy is a function of velocity squared. What we want to know is the value of the velocity squared:

Now that we know the value of velocity squared, we can do one more step and determine the value of the gravitational constant for this Higgs universe (Gh):

We made a substitution at 14 above and end up with Newtonian gravity! And no gravitons! Equation 14 reveals that gravity is the net velocity squared of kinetic energy differences. If we divide both sides by another r, we get gravitational acceleration. Given these results, one could postulate that gravity is the net motion resulting from motion differences. And motion differences are caused by mass differences. Einstein suggested that matter curves spacetime. However, that assertion is very specific to our universe. A more general assertion is mass disturbs the status quo, whatever that may be, and causes kinetic energy variations. At the quantum scale, gravity does not seem to need its own boson. Information is passed using whatever boson is available. In this case, it's the Higgs.

Now, for extra credit, let's derive Einstein's field equations from equation 14:

If you are feeling ambitious, you can work backwards and derive the Higgs Langrangian from Einstein's field equations.

Update: Here is a couple of videos that falsify the graviton:

Sunday, July 3, 2016

Unifying Spacetime and the Forces

Let's start with a simple idea and expand on it. Imagine you have a total energy (E) and you subtract from that the energy of the strong, weak and electromagnetic forces. What do you have left? Gravitational energy.

Now we need something that represents the total energy. How about Schrodinger's Hamiltonian?

It's a good idea to express Schrodinger's Hamiltonian in terms of light speed squared (C^2). Why? Because light speed squared connects all the fundamental interactions (forces)--so we will set them all equal to C^2.

If we divide the Hamiltonian by mass (m) we set it equal to C^2. (C^2 = E/m.) Next, let's multiply each C^2 by time squared (t^2). Doing so gives us the spacetime metric. To make the terms equal, we should probably multiply each one by a coefficient K.

As you can see we've unified the forces and spacetime. What better way to spend a Sunday afternoon? The last equation, which is the spacetime metric, is just another way of saying, "Gravitational energy is equal to the total energy minus the other forces' energy."

In case you are curious, here are the variables: s is spacetime; z is the proton number; epsilon is the permittivity of free space; h-bar is Planck's constant; c is light speed; t is time; gij is the metric tensor. E is electricity; B is magnetism; I is current; p is charge density; Gn is Newton's constant; Gij is Einstein's tensor; Tij is the energy-stress tensor; Mh is the Higgs mass; g is the magnitude scaling constant; e is the natural exponent; m is the Yukawa particle mass; r is the particle radial distance; Fw is the weak force.

And let's not forget the equation for the Higgs field energy. The Greek letter there is the complex scalar field. H is its Hamiltonian (energy). The next term is kinetic energy and the last two terms are potential energy.